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Understanding Copyright and Fair Use

With modern technology, it has become easy to use published documents and media in class presentations and online courses, but improper use of copyrighted works can have serious implications for faculty and students. Although copyright law and its application to education have come to seem like an impenetrable jungle, it is important to be aware of some basic legal concepts.

Why Worry About Copyright?

There are several reasons to pay attention to copyright:

  • UHD Policy Statement 01.A.11 strictly prohibts the “reproduction of published works, printed material, or non print instructional media such as videocassettes in violation of copyright laws.”
  • As the University of Texas System Copyright Crash Course notes, recent court cases seem to indicate that state universities cannot be sued for damages for copyright violation in federal court, but you can be sued as an individual.
  • Damages can be as high as $150,000 per act of willful infringement as per 17 U.S.C. Section 101 Section 504(c)(2). On the other hand, if you followed fair use doctrine in good faith, the court might award no damages, even if the use is found to be infringing.

A Word About Copyright: It's a Balancing Act!

Copyright owners have many rights, but what about you? What rights do you have to access and use a copyright owner’s work? Congress recognized that in order to improve our society through the advancement of knowledge, the public would need to access and use those works. To that end, Congress imposed specific limitations to the rights of copyright owners and included them in the Copyright Act of 1976. This mix of exclusive rights and limitations attempts to create balance in copyright. Regardless of what some people may think, copyright law is not solely focused on protecting the financial rights of the copyright holder.

COPYRIGHT EXEMPTIONS

Copyright law includes exemptions that limit the rights of the copyright holder. Sections 107 through 122 of copyright law spell out limitations to the copyright holder’s rights. Here are a few important copyright exemptions for educators:

Section Stated Limitations
107 Permits the “fair use” of an owner’s work without permission – for the purpose of “criticism, comment, news reporting, teaching, scholarship, or research.” This exemption outlines four factors that must be met in order to argue a fair use.
108 Permits a library or archives to reproduce works for archiving purposes, to make copies for patrons and to participate in interlibrary loan – all without permission
109 Permits individuals to lend, give or sell copies of works they own without seeking permission of the copyright holder. This is also referred to as the First Sale Doctrine.
110 Permits displays of work and educational performances in face-to-face teaching and distance education. The TEACH Act expands upon the limitations in section 110.
121 Permits reproduction of works without permission of the copyright holder for the blind and other people with disabilities.

SECTION 107: THE FAIR-USE STATUTE

The fair use statute is, for many, the most important of all the limitations on the exclusive rights of the copyright holder. Fair use allows you to use copyrighted works for the purpose of teaching, learning and scholarship without obtaining permission, signing a license or paying a fee. Unfortunately, determining whether or not a use is “fair” is hardly a straightforward process.

To help people determine whether the use of a work in any particular case is “fair” the statute provides four factors that must be considered for each use of a copyrighted work. All four factors which affect fair use must be taken into account before reaching a conclusion. The following is a very brief outline of the four fair use factors:

1. Purpose of the copyrighted work
This factor examines the “purpose and character” of the use, including whether such use is of a commercial nature or is for nonprofit educational purposes. In general, Congress favors nonprofit educational uses of copyrighted works over commercial uses of copyrighted works. It is often noted that fair use is not a blanket exemption for educators. Just because you are using the material for educational purposes does not mean the use is fair. Each use must be analyzed and argued according to all four factors.

2. Nature of the copyrighted work
In general, it is believed that fair use favors the use of published works over unpublished works. The scope of fair use is narrower for unpublished works because an author has the right to control the first public appearance of the work.

3. Amount of the copyrighted work
This is often described as the “less is more” factor. This factor examines the “amount and substantiality” of the portion used in relation to the copyrighted work as a whole. No exact measures of allowable quantity exist in the law, however, fair use favors small quantities or amounts necessary to meet the educational objectives. The more you use of a given work, the more you should be prepared to argue that the amount used was critical to your educational objective.

4. Effect on the market of the copyrighted work
The “effect on the market factor” is often viewed as the most complicated of the fair use factors. Exactly what is the market and potential market in each circumstance may be difficult to assess. Photocopying an article from a journal may not be viewed as having an adverse effect on the publisher’s market but copying the entire issue may (the publisher could argue that you should have purchased a reprint of the entire issue rather than copying one for free). Ask yourself, does your use deprive the copyright holder of income?

There are many excellent “fair use checklists” available on the Internet that can guide you in your determination of whether or not a use is fair. An excellent fair use evaluator is available from the American Library Association at the following URL: http://www.librarycopyright.net/fairuse/.

 

A NOTE ABOUT FAIR USE "GUIDELINES”

Do not confuse the Fair Use Statute (section 107) with the various “Guidelines” that followed the Copyright Act of 1976. Following the 1976 Act Congress asked that affected parties such as teachers, librarians, authors and publishers meet independently to design guidelines they felt would result in permissible educational uses of copyrighted materials. The publication, Guidelines for Classroom Copying in Not-for-Profit Educational Institutions with Respect to Books and Periodicals (1976) was the result of those efforts. Other guidelines followed including those outlining the educational use of 1) music, 2) educational multimedia, 3) off-air recordings of broadcasts 4) digital images 5) software in libraries and 6) fair use in distance learning.

The guidelines appear authoritative because they were created at the request of Congress but none have the force of law. (Court decisions will always be based on the law not the guidelines). The guidelines are more specific than the law and propose amounts of works that can be used in a given circumstance (which is why you will sometimes hear things like “you can use the work as long as it isn’t more than 10% of the whole” or “you can make multiple copies so long as the article is less than 2,500 words). The guidelines were actually designed with minimums in mind not maximums (as many view them). They are a good starting point in your analysis of fair use but if your case exceeds those “limits” that does not mean your use is not fair!

 

Further Learning

Take a crash course in copyright for academic institutions.

Don’t forget – if the material is in the public domain you don’t need to argue fair use OR seek permission! This chart will help you determine whether or not the material is in the public domain. The Cornell Copyright Information Center also contains a checklist for fair use analysis.

We never get tired of recommending Georgia Harper’s “Copyright Crash Course” from the UT Austin web site. This link will take you to specific information on fair use and Ms. Harper’s explanation of the four factor test.

You hear people quote a lot of different “rules” regarding copyright. Test you current understanding of copyright and the use of copyrighted materials at this site by Brad Templeton.

This is a excellent site for information on fair use specifically and copyright in general.

Information about use of copyrighted materials in distance education.

A not-for-profit organization, CCC provides international licensing expertise and is a global rights broker for print and online content from books, journals and newspapers to blogs and images.

 

 

 

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Last updated or reviewed on 12/12/11

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